Wednesday, May 15, 2019
how can you trust them after
The Complaint charged Novus, RCH2, Hall, Thompson and Johnson with violating the securities registration provisions of Sections 5(a) and 5(c) of the Securities Act of 1933 and the antifraud provisions of Section 17(a) of the Securities Act and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b 5 thereunder. The complaint charges Hall, Thompson and Johnson with violating the broker dealer registration provision of Section 15(a) of the Exchange Act and Wheeler with aiding and abetting violations of Section 10(b) of the Exchange Act and Rule 10b 5 thereunder. A hearing has been scheduled for April 20, 2007..
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